MANAGING CONSULTANT – RISK AND COMPLIANCE (IA AND SOX)

Our client is quickly growing, and we are seeking talented professionals to join their NYC location. It’s an exciting opportunity to make an impact not only with their clients but within the firm.
Our client’s Risk and Compliance practice is rapidly growing and looking for professionals who have a passion for their work and are excited to build their careers within the field of internal audit. They provide clients with a comprehensive suite of consulting and advisory services that include internal audit outsourcing and co-sourcing, enterprise-wide risk assessments, regulatory compliance (including Sarbanes-Oxley (SOX)), advisory and quality assurance, IT audit, cyber security, data governance & analytics, and robotic process automation.
Responsibilities:
  • Our client’s Risk & Compliance practice provides our clients with a comprehensive suite of consulting and advisory services including (but not limited to):
  • Internal Control support (i.e. implementation, testing, optimization)
  • Sarbanes-Oxley (SOX) Compliance
  • Risk Management
  • Regulatory Compliance
  • Technology Risk
  • Data Analytics
  • Robotic Process Automation
  • Anti-Fraud & Investigation Services
Ideal Skills & Qualifications:
  • 5+ years of professional services experience leading engagements ideally in a commercial client-facing environment or a combination of professionals services and corporate experience
Manage, deliver, and perform internal audit, risk, SOX and compliance projects to clients across various industries:
  • Execute risk assessments, identify and test controls to mitigate identified risks
  • Conduct fieldwork, present findings, and prepare work papers to support conclusions
  • Conduct testing/interviewing to verify controls are operating in accordance with audit standards
  • Identify control gaps and opportunities for improvement
  • Deliver excellent client service and serve as liaison between client and project teams
  • Develop and manage client relationships by understanding their business, listening to their needs, and ensuring responsive service and exceptional quality
  • Manage the operational aspects of ongoing projects including planning engagements, developing budgets, monitoring against progress, performing quality control of deliverables, and delivering on schedule
  • Participate in advancing the practice through internal initiatives aligned with Core Values such as coaching, recruiting, business development, marketing, networking and knowledge sharing:
  • Act as role model, supervisor, coach, and mentor to consultants and senior consultants on projects and within coaching families
  • Perform detailed reviews to ensure high quality client deliverables
  • An in-depth knowledge of risks and internal controls
  • Strong verbal and written communication skills
  • Entrepreneurial, enthusiastic
Education
  • A bachelor’s degree (or higher) in accounting, finance, information systems, or a similar business or technical discipline
  • Ideally a professional certification such as CIA, CPA, CISA, or CFE